---
title: "Compliance Operations Officer"
company: "capital.com"
company_url: "https://www.remjobs.works/companies/capital-com"
url: "https://www.remjobs.works/job/capital-com-compliance-operations-officer-97675940-b8ce-4e96-a7e0-387a5e878dc9"
apply_url: "https://jobs.lever.co/capital/bc51622e-8e50-4f81-9a0c-c1e13542d5c1"
workplace: hybrid
location: "Melbourne, Victoria, Australia"
employment_type: other
seniority: mid
role: operations
region: asia-pacific
date_posted: 2026-08-18T07:41:52.264Z
first_seen_by_remjobs: 2026-09-15T19:11:55.761Z
---

# Compliance Operations Officer

**capital.com** · Melbourne, Victoria, Australia

Apply: https://jobs.lever.co/capital/bc51622e-8e50-4f81-9a0c-c1e13542d5c1

## About the role

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Driving [Capital.com](http://Capital.com)’s regulated expansion in Australia, you will embed practical, risk-based controls that keep our fast-moving business fully aligned with AFSL, ASIC and AML/CTF expectations. Acting as the operational bridge between front-line teams and regulators, you will ensure that compliance is not a hurdle but a competitive advantage for our OTC-derivatives offering.

##### Responsibilities:

**Regulatory Advisory & Support: **Serve as a point of contact for policy, procedure and technical queries from operational teams.

**Onboarding Oversight: **Review KYC/AML checks and verify wholesale-client categorisations to guarantee compliant client onboarding.

**Policy Governance:** Maintain and continuously improve the Compliance Manual, policies and procedures in line with evolving ASIC and AUSTRAC requirements.

**Regulatory Engagement: **Assist the Head of Compliance with preparing and respond to ASIC, AUSTRAC and external-audit requests, ensuring timely and accurate submissions.

**Controls Testing & Risk Assessment: **Assist with internal audits, control testing and risk assessments, highlighting gaps and driving remediation.

**Compliance Registers Management:** Maintain and monitor registers for breaches, complaints, conflicts and incidents, escalating themes to leadership.

**Board & Committee Reporting:** Compile clear, data-driven reports for the Compliance Committee, TMD Committee and Capital.com Board

##### Requirements:

**Industry Experience**: 2-4 years in compliance or regulatory roles within OTC derivatives, CFDs, FX or broader financial markets, ideally under an AFSL framework.
 
**Regulatory Expertise**: Deep working knowledge of ASIC Regulatory Guides, the AML/CTF Act and derivative-reporting obligations, with the ability to interpret and apply them pragmatically.
 
**Operational Know-how**: Hands-on familiarity with client-onboarding workflows, trading systems and compliance-monitoring tools; proven experience drafting policies, testing controls and producing board-level reports.
 
**Analytical Mindset**: Detail-oriented and resilient under pressure, able to investigate issues and translate data into actionable improvements without losing pace.
 
**Communication & Stakeholder Management**: Confident communicator who can influence internal teams and engage regulators or auditors in a high-pressure trading environment.
 
**Education & Credentials**: Bachelor’s degree (finance, law or related) or near completion; additional compliance or AML certifications welcomed.
 
**Growth Mindset**: Proactively identifies enhancements, champions high-quality outcomes and aligns with [Capital.com](http://Capital.com)’s culture of innovation.

**Competitive Salary:** We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
 
**Work-Life Harmony:** Join a company that genuinely cares about you -because your life outside of work matters just as much as your time on the clock.
 
**Generous Time Off:** Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
 
**Employee Referral Program:** Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
 
**Comprehensive Health Benefits:** We’ve got your back with a medical insurance plan. Plus, location-specific benefits and perks!
 
**Workation Wonderland:** Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
 
**Volunteer Days:** Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
 
Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.

---

Source: capital.com's own career page, read by RemJobs. Canonical HTML version: https://www.remjobs.works/job/capital-com-compliance-operations-officer-97675940-b8ce-4e96-a7e0-387a5e878dc9